SEC Form 4 · accession 0001639691-26-000106
LivaNova PLC · LIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne M. Liddy
Officer — Chief Legal Officer
Period of report
Sep 15, 2026
Accepted (ET)
Sep 16, 2026 · 4:23 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001639691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Sep 15, 2026 | A | 6,291 | A | — | — | Ordinary Shares | 6,291 | 6,291 | D |
Explanation of responses
- F1On September 15, 2026, reporting person was granted 6,291 restricted stock units (RSUs) of LivaNova PLC (the Company) pursuant to the Second Amended and Restated LivaNova PLC 2022 Incentive Award Plan (the Second A&R 2022 Plan) and the award agreement. The RSUs vest 20% on March 30, 2027 (pro-rated for service from the grant date to such vesting date), 40% on March 30, 2028, and 40% on March 30, 2029. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Second A&R 2022 Plan and the award agreement.
- F2Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the Second A&R 2022 Plan and the award agreement.