SEC Form 4 · accession 0001639691-26-000094
LivaNova PLC · LIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ahmet Tezel
Officer — Chief Innovation Officer
Period of report
Aug 11, 2026
Accepted (ET)
Aug 13, 2026 · 4:04 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001639691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Aug 11, 2026 | M | 12,692 | $52.68 | A | 18,782 | D | |
| Ordinary SharesF1 | Aug 11, 2026 | D | 8,589 | $77.86 | D | 10,193 | D | |
| Ordinary SharesF2 | Aug 11, 2026 | F | 1,428 | $77.86 | D | 8,765 | D | |
| Ordinary SharesF3 | Aug 11, 2026 | S | 2,675 | $77.7355 | D | 6,090 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF4 | $52.68 | Aug 11, 2026 | M | 12,692 | D | — | Jun 15, 2034 | Ordinary Shares | 12,692 | 12,691 | D |
Explanation of responses
- F1Shares withheld in payment of the base price in connection with the exercise of stock appreciation rights (SARs).
- F2Shares withheld to satisfy tax liability.
- F3The shares were sold in multiple open-market transactions at prices from $77.6684 to $77.7900; the reported price reflects the weighted-average sale price. The reporting person undertakes to provide to LivaNova PLC (the Company), any security holder of the Company, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price.
- F4The SARs were granted on June 15, 2024, vesting in four equal annual installments beginning June 15, 2025, and are subject to forfeiture prior to vesting under the terms of the Amended and Restated LivaNova PLC 2022 Incentive Award Plan and the award agreement.