SEC Form 4 · accession 0001639691-18-000091
LivaNova PLC · LIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keyna Pidcock Skeffington
Officer — General Counsel
Period of report
Sep 15, 2018
Accepted (ET)
Sep 20, 2018 · 1:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001639691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 15, 2018 | A | 1,202 | A | — | — | Restricted Stock Units | 1,202 | 10,154 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
- F2Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of September 15, 2018, subject to continued service during the vesting period.