SEC Form 4 · accession 0001639691-18-000085
LivaNova PLC · LIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas John Manko
Officer — Chief Accounting Officer
Period of report
Aug 5, 2018
Accepted (ET)
Aug 7, 2018 · 8:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001639691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Aug 5, 2018 | M | 604 | — | A | 1,575 | D | |
| Ordinary SharesF2 | Aug 5, 2018 | F | 147 | $121.49 | D | 1,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Aug 5, 2018 | M | 604 | D | — | — | Ordinary Shares | 604 | 4,561 | D |
Explanation of responses
- F1Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
- F2The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
- F3Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
- F4Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of August 5, 2016, subject to continued service during the vesting period.