SEC Form 4 · accession 0001639691-17-000074
LivaNova PLC · LIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas John Manko
Officer — Chief Accounting Officer
Period of report
Aug 5, 2017
Accepted (ET)
Aug 8, 2017 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001639691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2017 | M | 605 | $0.00 | A | 605 | D | |
| Common StockF2 | Aug 5, 2017 | F | 165 | $60.41 | D | 440 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Aug 5, 2017 | M | 605 | D | — | — | Common Stock | 605 | 4,788 | D |
Explanation of responses
- F1Reporting person had restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the "Company"), GBP 1.00 par value.
- F2The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the August 5, 2017 vesting of 605 RSUs.
- F3On August 5, 2016, reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of August 5, 2016.