SEC Form 4/A · accession 0001140361-16-075522
LivaNova PLC · LIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Andrea Lynn Saia
Director
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001639691
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Aug 5, 2016 | A | 2,687 | A | — | — | Common Stock | 2,687 | 2,687 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.
- F2The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on August 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.
- F3The Form 4 is being amended to correct the number of RSUs reported incorrectly as 3,327. The correct number of RSUs awarded should be 2,687.