SEC Form 3 · accession 0001140361-15-038232
LivaNova PLC · LIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rosario Bifulco
Director
Period of report
Oct 19, 2015
Accepted (ET)
Oct 22, 2015 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001639691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 127,396 | D | ||
| Common StockF1 | holding | — | — | — | 1,209 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock | $51.34 | holding | — | — | — | Oct 19, 2015 | Oct 19, 2018 | Common Stock | 10,539 | — | D |
Explanation of responses
- F1Reporting Person was granted an award of restricted stock units ("RSUs"), such shares shall vest and all forfeiture restrictions thereon to lapse on April 29, 2016. The restricted shares are subject to forfeiture prior to vesting in accordance with the terms of the Restricted Stock Agreement.