SEC Form 4 · accession 0001140361-18-016225
Ollie's Bargain Outlet Holdings, Inc. · OLLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Swygert
Officer — EVP, COO
Period of report
Mar 28, 2018
Accepted (ET)
Mar 30, 2018 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001639300
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock Option (right to buy)F1 | $58.90 | Mar 28, 2018 | A | 26,652 | A | — | Mar 28, 2028 | Common Stock | 26,652 | 26,652 | D |
| Restricted Stock UnitsF2,F3 | — | Mar 28, 2018 | A | 8,489 | A | — | — | Common Stock | 8,489 | 8,489 | D |
Explanation of responses
- F1Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 28, 2018, subject to continued service through each applicable vesting date. The reporting person was granted 26,652 options, of which 6,663 of the options vest on March 28, 2019; 6,663 of the options vest on March 28, 2020; 6,663 of the options vest on March 28, 2021 and 6,663 of the options vest on March 28, 2022.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock at settlement.
- F3The restricted stock units vest and become exercisable in 25% installments on each anniversary date of the grant, March 28, 2018, subject to continued service through each applicable vesting date. The reporting person was granted 8,489 restricted stock units on March 28, 2018, of which 2,122 of the restricted stock units vest on March 28, 2019; 2,122 of the restricted stock units vest on March 28, 2020; 2,122 of the restricted stock units vest on March 28, 2021 and 2,123 of the restricted stock units vest on March 28, 2022.