SEC Form 4 · accession 0001140361-18-001444
Ollie's Bargain Outlet Holdings, Inc. · OLLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Robert Bertram
Officer — VP and General Counsel
Period of report
Jan 5, 2018
Accepted (ET)
Jan 9, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001639300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Jan 5, 2018 | M | 2,000 | $11.54 | A | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock Option (right to buy)F2 | $11.54 | Jan 5, 2018 | M | 2,000 | D | — | Mar 10, 2025 | Common Stock | 2,000 | 18,750 | D |
Explanation of responses
- F1Transactions made pursuant to an agreement adopted on October 4, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement.
- F2Options vest and become exercisable in equal 20% installments (5,750) on each anniversary date of the grant, March 10, 2015, subject to continued service through each applicable vesting date.