SEC Form 4 · accession 0001140361-17-045218
Ollie's Bargain Outlet Holdings, Inc. · OLLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin McLain
Officer — SVP, Merchandising
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001639300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Dec 4, 2017 | M | 10,000 | $8.03 | A | 10,000 | D | |
| Common Stock, par value $0.001 per share | Dec 4, 2017 | S | 10,000 | $48.75 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock Option (right to buy)F2 | $8.03 | Dec 4, 2017 | M | 10,000 | D | — | Jun 10, 2024 | Common Stock | 10,000 | 160,000 | D |
Explanation of responses
- F1Transactions made pursuant to an agreement adopted on September 7, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The transactions reported on this Form 4 resulted in the completion of said 10b5-1 agreement.
- F2Options vest and become exercisable in equal 20% installments (46,000) on each anniversary date of the grant, June 10, 2014, subject to continued service through each applicable vesting date.