SEC Form 4 · accession 0001140361-17-011022

Ollie's Bargain Outlet Holdings, Inc. · OLLI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John W Swygert

Officer — EVP, CFO

Period of report

Mar 6, 2017

Accepted (ET)

Mar 8, 2017 · 4:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001639300

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, par value $0.001 per share	Mar 6, 2017	M	35,593	$6.48	A	60,593	D
Common Stock, par value $0.001 per share^F2	Mar 6, 2017	S	35,593	$31.26	D	25,000	D
Common Stock, par value $0.001 per share	Mar 7, 2017	M	900	$6.48	A	25,900	D
Common Stock, par value $0.001 per share^F3	Mar 7, 2017	S	900	$31.52	D	25,000	D
Common Stock, par value $0.001 per share	Mar 8, 2017	M	3,507	$6.48	A	28,507	D
Common Stock, par value $0.001 per share^F4	Mar 8, 2017	S	3,507	$31.54	D	25,000	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee stock Option (right to buy)^F5	$6.48	Mar 6, 2017	M	35,593	D	—	Sep 28, 2022	Common Stock	35,593	102,407	D
Employee stock Option (right to buy)^F5	$6.48	Mar 7, 2017	M	900	D	—	Sep 28, 2022	Common Stock	900	101,507	D
Employee stock Option (right to buy)^F5	$6.48	Mar 8, 2017	M	3,507	D	—	Sep 28, 2022	Common Stock	3,507	98,000	D

Explanation of responses

F1Transactions made pursuant to an agreement adopted on January 4, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.98 to $31.55 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $31.65 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $31.60 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
F5Options vest and become exercisable in equal 20% installments (69,000) on each anniversary date of the grant, September 28, 2012, subject to continued service through each applicable vesting date.