SEC Form 4/A · accession 0001140361-16-078762
Ollie's Bargain Outlet Holdings, Inc. · OLLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas Hendrickson
Director
Period of report
Mar 7, 2016
Accepted (ET)
Sep 2, 2016 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001639300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per shareF1 | Apr 12, 2016 | P | 1,950 | $23.89 | A | 1,950 | I | See Footnote |
| Common stock, par value $0.001 per share | holding | — | — | — | 9,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | Mar 7, 2016 | A | 3,702 | A | — | — | Common Stock | 3,702 | 3,702 | D |
Explanation of responses
- F1Mr. Hendrickson has discretionary trading authority over an account owned by his sister-in-law. Mr. Hendrickson disclaims beneficial ownership of such shares other than any pecuniary interest therein.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock at settlement.
- F3The restricted stock units become exercisable in equal 1/3 installments (1,234) on each anniversary date of the grant, March 7, 2016, subject to continued service through each applicable vesting date.
- F4The restricted stock units will vest in their entirety on the three year anniversary of the date of the grant, March 7, 2016.
Remarks
This amendment relates solely to Table II, columns 2, 4, 6, and 8.