SEC Form 4 · accession 0001140361-16-076238
Ollie's Bargain Outlet Holdings, Inc. · OLLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Robert Bertram
Officer — VP and General Counsel
Period of report
Aug 11, 2016
Accepted (ET)
Aug 12, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001639300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Aug 11, 2016 | M | 10,000 | $8.03 | A | 10,000 | D | |
| Common Stock, par value $0.001 per share | Aug 11, 2016 | S | 10,000 | $27.49 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock Option (right to buy)F2 | $8.03 | Aug 11, 2016 | M | 10,000 | D | — | Jun 10, 2024 | Common Stock | 10,000 | 93,750 | D |
Explanation of responses
- F1Transactions made pursuant to an agreement adopted on April 15, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Options vest and become exercisable in equal 20% installments (28,750) on each anniversary date of the grant, June 10, 2014, subject to continued service through each applicable vesting date.