SEC Form 4 · accession 0001140361-16-074294
Ollie's Bargain Outlet Holdings, Inc. · OLLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Swygert
Officer — EVP, CFO
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 11:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001639300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Aug 1, 2016 | M | 2,000 | $6.48 | A | 38,000 | D | |
| Common Stock, par value $0.001 per share | Aug 1, 2016 | S | 2,000 | $27.00 | D | 36,000 | D | |
| Common Stock, par value $0.001 per share | Aug 1, 2016 | M | 13,000 | $6.48 | A | 49,000 | D | |
| Common Stock, par value $0.001 per share | Aug 1, 2016 | S | 13,000 | $27.00 | D | 36,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock Option (right to buy)F2 | $6.48 | Aug 1, 2016 | M | 2,000 | D | — | Sep 28, 2022 | Common Stock | 2,000 | 138,000 | D |
| Employee stock Option (right to buy)F3 | $6.48 | Aug 1, 2016 | M | 13,000 | D | — | Mar 11, 2024 | Common Stock | 13,000 | 102,000 | D |
Explanation of responses
- F1Transactions made pursuant to an agreement adopted on April 14, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2Options vest and become exercisable in equal 20% installments (69,000) on each anniversary date of the grant, September 28, 2012, subject to continued service through each applicable vesting date.
- F3Options vest and become exercisable in equal 20% installments (23,000) on each anniversary date of the grant, March 11, 2014, subject to continued service through each applicable vesting date.