SEC Form 4 · accession 0000899243-16-011877
Ollie's Bargain Outlet Holdings, Inc. · OLLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Swygert
Officer — EVP, CFO
Period of report
Jan 14, 2016
Accepted (ET)
Jan 19, 2016 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001639300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001 per share | Jan 14, 2016 | M | 46,721 | $6.48 | A | 46,721 | D | |
| Common stock, par value $0.001 per shareF1 | Jan 14, 2016 | S | 46,721 | $17.95 | D | 0 | D | |
| Common stock, par value $0.001 per share | Jan 15, 2016 | M | 53,279 | $6.48 | A | 53,279 | D | |
| Common stock, par value $0.001 per share | Jan 15, 2016 | S | 53,279 | $17.95 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock Option (right to buy) | $6.48 | Jan 14, 2016 | M | 46,721 | D | Sep 28, 2013 | Sep 28, 2022 | Common Stock | 46,721 | 298,279 | D |
| Employee stock Option (right to buy) | $6.48 | Jan 15, 2016 | M | 53,279 | D | Sep 28, 2013 | Sep 28, 2022 | Common Stock | 53,279 | 245,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.98 to $17.95, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.