SEC Form 4 · accession 0001010412-16-000224
DUKE Robotics Corp. · DUKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Grant A Begley
Officer — Chief Executive Officer · Director
Period of report
Dec 1, 2015
Accepted (ET)
Mar 30, 2016 · 9:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001638911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | A | 20,000 | $0.00 | A | 20,000 | D | |
| Common StockF1 | Jan 22, 2016 | A | 25,000 | $0.00 | A | 45,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2 | $0.00 | Dec 1, 2015 | A | 5,000 | A | Dec 1, 2015 | Dec 1, 2018 | Common Stock | 5,000 | 5,000 | D |
| OptionF2 | $0.00 | Jan 1, 2016 | A | 5,000 | A | Jan 1, 2016 | Jan 1, 2019 | Common Stock | 5,000 | 10,000 | D |
Explanation of responses
- F1Mr. Begley was issued 25,000 shares in connection with his appointment as Chief Executive Officer.
- F2These options are priced at their fair market value at the time of issuance.