SEC Form 4 · accession 0000904454-17-000668
Surgery Partners, Inc. · SGRY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Thomas Doyle
Director
Period of report
Sep 7, 2017
Accepted (ET)
Nov 15, 2017 · 3:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001638833
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2017 | F | 39,286 | $10.55 | D | 2,987,537 | D | |
| Common StockF2 | holding | — | — | — | 134,937 | I | By trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of all outstanding incentive equity awards previously granted to the Reporting Person upon his resignation as Chief Executive Officer of the Issuer on September 7, 2017.
- F2Shares held in equal amounts in three trusts for the benefit of the Reporting Person's children, of which his wife is trustee. The Reporting Person disclaims beneficial ownership of such shares.