SEC Form 4 · accession 0000904454-15-000666
Surgery Partners, Inc. · SGRY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Thomas Doyle
Officer — Chief Executive Officer · Director
Period of report
Oct 21, 2015
Accepted (ET)
Oct 23, 2015 · 3:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001638833
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 21, 2015 | S | 146,210 | $19.00 | D | 2,920,487 | D | |
| Common StockF1 | Oct 21, 2015 | S | 6,756 | $19.00 | D | 134,937 | I | By trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held in equal amounts in three trusts for the benefit of the Reporting Person's children, of which his wife is trustee. The Reporting Person disclaims beneficial ownership of such shares.
- F2Shares sold pursuant to the exercise of the underwriters' over-allotment option in connection with the Issuer's initial public offering.