SEC Form 4 · accession 0001596771-18-000019
MetaVia Inc. · MTVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R. Gullans Ph.D.
Officer — Interim President & CEO · Director
Period of report
Feb 8, 2018
Accepted (ET)
Feb 12, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001638287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 8, 2018 | P | 71,429 | $7.00 | A | 930,252 | I | Held by Excel Venture Fund II, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in a confidentially marketed public offering pursuant to an Underwriting Agreement. The offering closed on February 12, 2018.
- F2The reporting person, as the Manager of Excel Venture Fund II, L.P., beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.