SEC Form 4 · accession 0001596771-18-000009
MetaVia Inc. · MTVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R. Gullans Ph.D.
Officer — Interim President & CEO · Director
Period of report
Jan 29, 2018
Accepted (ET)
Jan 30, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001638287
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $10.44 | Jan 29, 2018 | A | 60,000 | A | — | Jan 28, 2028 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1The option vests in 12 equal consecutive monthly installments on the last day of each month, commencing on the grant date, subject to acceleration upon the appointment of a permanent President and Chief Executive Officer.