SEC Form 4 · accession 0001596771-17-000065
MetaVia Inc. · MTVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Bisgaier Ph.D.
Officer — Chief Scientific Off. & Chair · Director · 10% Owner
Period of report
Jul 31, 2017
Accepted (ET)
Aug 2, 2017 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001638287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2017 | M | 4,474 | $1.344 | A | 1,248,914 | D | |
| Common StockF1 | holding | — | — | — | 82,220 | I | Held by The Charles L. Bisgaier Trust | |
| Common Stock | holding | — | — | — | 19,228 | I | Held by Bisgaier Family, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.344 | Jul 31, 2017 | M | 4,474 | D | Jun 29, 2015 | Jun 28, 2025 | Common Stock | 4,474 | 0 | D |
Explanation of responses
- F1These shares are indirectly owned by the reporting person as trustee of The Charles L. Bisgaier Trust.