SEC Form 4 · accession 0001596771-17-000007
MetaVia Inc. · MTVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth W Kousky
Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001638287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 1, 2017 | J | 101,406 | $0.00 | D | 4,472 | I | Held by BWA Gemphire Investment Group, LLC |
| Common StockF4 | Feb 1, 2017 | J | 110,428 | $0.00 | D | 6,463 | I | Held by BWA Gemphire Investment Group II, LLC |
| Common Stock | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction on this line represents a pro rata distribution by BWA Gemphire Investment Group, LLC ("BWA") to its members without consideration.
- F2Mr. Kousky, as the Manager of BWA, beneficially owns the reported securities indirectly.
- F3The transaction on this line represents a pro rata distribution by BWA Gemphire Investment Group II, LLC ("BWA II") to its members without consideration.
- F4Mr. Kousky, as the Manager of BWA II, beneficially owns the reported securities indirectly.