SEC Form 4 · accession 0001596771-16-000159
MetaVia Inc. · MTVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Scott Golden
Officer — Chief Medical Officer
Period of report
Oct 5, 2016
Accepted (ET)
Oct 6, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001638287
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $10.80 | Oct 5, 2016 | A | 126,000 | A | — | Oct 4, 2026 | Common Stock | 126,000 | 126,000 | D |
Explanation of responses
- F1The option vests as to 12,000 shares immediately on the Vesting Commencement Date; one-fourth of the remaining shares vest on the last day of the month on which the one year anniversary of the Vesting Commencement Date occurs; the balance of the shares vest in a series of 36 successive equal monthly installments measured from the last day of the month on which the one year anniversary of the Vesting Commencement Date occurs.