SEC Form 4 · accession 0000906318-18-000027
Milacron Holdings Corp. · MCRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce A. Chalmers
Officer — Chief Financial Officer
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1 | Mar 1, 2018 | A | 48,996 | $20.92 | A | 130,734 | D | |
| Common StockF2 | Mar 5, 2018 | S | 2,054 | $21.1168 | D | 128,680 | D | |
| Common StockF3 | Mar 1, 2018 | A | 25,096 | $0.00 | A | 153,776 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represent shares of restricted stock that are issued subject to vesting and forfeiture. These shares vest in equal annual installments of 33 1/3 on each of the first three anniversary dates of the grant date.
- F2This transaction was executed in multiple trades at prices ranging from $20.96 to $21.26. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Performance stock units - each performance stock unit represents a contingent right to receive one share of common stock. The performance stock units will vest and become exercisable at the end of the 3 calendar year period 2018-2020 based upon the satisfaction of certain performance criteria.