SEC Form 4 · accession 0000906318-18-000025

Milacron Holdings Corp. · MCRN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 1, 2018

Accepted (ET)

Mar 5, 2018 · 1:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001637913

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share ("Common Stock")^F1	Mar 1, 2018	M	33,689	$6.64	A	33,689	I	Held by Boots Family Trust #1
Common Stock^F2,F1	Mar 1, 2018	S	33,689	$21.018	D	0	I	Held by Boots Family Trust #1
Common Stock^F3	holding	—	—		—	51,389	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F1,F4	$6.64	Mar 1, 2018	M	33,689	D	—	Apr 30, 2022	Common Stock	33,689	24,535	I

F1The securities were directly held by the Boots Family Trust #1, of which Mr. Boots is the sole trustee, for the benefit of Mr. Boots' spouse, parents, siblings or lineal descendants, and may be deemed to be held by the Reporting Person.
F2This transaction was executed in multiple trades at prices ranging from $20.76 to $21.37. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted more than six months prior to the transaction date.
F3Includes 11,400 restricted stock units that represent the right to receive, at settlement, one share of common stock, which are subject to vesting and forfeiture and which vest on February 22, 2019. Prior to vesting, the restricted stock units do not include any voting rights.
F4The option was granted on 4/30/2012 and this amount was vested in full as of the transaction date.