SEC Form 4 · accession 0000906318-18-000024
Milacron Holdings Corp. · MCRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim M. Kratochvil
Director
Period of report
Feb 28, 2018
Accepted (ET)
Mar 1, 2018 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock") | Feb 28, 2018 | M | 28,000 | $6.64 | A | 43,165 | D | |
| Common StockF1 | Feb 28, 2018 | S | 28,000 | $21.6537 | D | 15,165 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F3 | $6.64 | Feb 28, 2018 | M | 28,000 | D | — | Oct 28, 2024 | Common Stock | 28,000 | 31,953 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $21.4750 to $21.7450. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The options vest over five years, at a rate of 20% per year, beginning on the first anniversary of the grant date, October 28, 2014, and immediately vest upon a change of control.
- F3The option was granted on 10/28/2014 and this amount was vested in full as of the transaction date.