SEC Form 4 · accession 0000906318-17-000045
Milacron Holdings Corp. · MCRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Gentilcore
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 11:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1 | Jun 14, 2017 | M | 15,000 | $6.64 | A | 77,748 | D | |
| Common StockF2,F1 | Jun 14, 2017 | S | 15,000 | $19.1416 | D | 62,748 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F4 | $6.64 | Jun 14, 2017 | M | 15,000 | D | — | Apr 30, 2024 | Common Stock | 15,000 | 44,953 | D |
Explanation of responses
- F1Includes 3,263 restricted stock units that represent the right to receive, at settlement, one share of common stock which are subject to vesting and forfeiture and which vest on February 27, 2018. Prior to vesting, restricted stock units do not include any voting rights.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.02 to $19.18, inclusive. The reporting person undertakes to provide to Milacron Holdings Corp., any security holder of Milacron Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The options vest over five years, at a rate of 20% per year, beginning on the first anniversary of the grant date, April 30, 2014, and immediately vest upon a change of control.
- F4The option was granted on 4/30/2014 and this amount was vested in full as of the transaction date.