SEC Form 4 · accession 0000906318-17-000035

Milacron Holdings Corp. · MCRN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

May 1, 2017

Accepted (ET)

May 3, 2017 · 3:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001637913

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share ("Common Stock")^F1	May 1, 2017	M	2,500	$6.64	A	2,500	I	Held by Boots Family Trust #1
Common Stock^F2,F1	May 1, 2017	S	2,500	$18.366	D	0	I	Held by Boots Family Trust #1
Common Stock^F3	holding	—	—		—	38,989	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F1,F4	$6.64	May 1, 2017	M	2,500	D	—	Apr 30, 2022	Common Stock	2,500	392,607	I

F1The securities were directly held by the Boots Family Trust # 1, of which Mr. Boots is the sole trustee, for the benefit of Mr. Boots' spouse, parents, siblings or lineal descendants, and may be deemed to be held by the Reporting Person.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $18.54, inclusive. The reporting person undertakes to provide to Milacron Holdings Corp., any security holder of Milacron Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3Includes 13,595 restricted stock units that represent the right to receive, at settlement, one share of common stock, which are subject to vesting and forfeiture and which vest on February 27, 2018. Prior to vesting, the restricted stock units do not include any voting rights.
F4The option was granted on 4/30/2012 and this amount was vested in full as of the transaction date.