SEC Form 4 · accession 0000906318-17-000027

Milacron Holdings Corp. · MCRN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Ira G Boots

Director

Period of report

Apr 3, 2017

Accepted (ET)

Apr 5, 2017 · 1:57 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001637913

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share ("Common Stock")^F1	Apr 3, 2017	M	29,644	$6.64	A	29,644	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	21,056	$18.25	D	8,588	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	300	$18.26	D	8,288	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	200	$18.28	D	8,088	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	100	$18.30	D	7,988	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	200	$18.31	D	7,788	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	82	$18.33	D	7,706	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	100	$18.34	D	7,606	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	105	$18.38	D	7,501	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	1,100	$18.41	D	6,401	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	600	$18.42	D	5,801	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	200	$18.43	D	5,601	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	300	$18.44	D	5,301	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	13	$18.45	D	5,288	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	300	$18.46	D	4,988	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	300	$18.47	D	4,688	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	500	$18.48	D	4,188	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	100	$18.49	D	4,088	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	100	$18.50	D	3,988	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	400	$18.52	D	3,588	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	2,688	$18.53	D	900	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	500	$18.56	D	400	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	300	$18.57	D	100	I	Held by Boots Family Trust #1
Common Stock^F1	Apr 3, 2017	S	100	$18.59	D	0	I	Held by Boots Family Trust #1
Common Stock^F2	holding	—	—		—	38,989	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F1,F3	$6.64	Apr 3, 2017	M	29,644	A	—	Apr 30, 2022	Common Stock	29,644	399,515	I

Explanation of responses

F1The securities are directly held by the Boots Family Trust #1, of which Mr. Boots is the sole trustee, for the benefit of Mr. Boots' spouse, parents, siblings or lineal descendants, and may be deemed to be held by the Reporting Person.
F2Includes 13,595 restricted stock units that represent the right to receive, at settlement, one share of common stock, which are subject to vesting and forfeiture and which vest on February 27, 2018. Prior to vesting, the restricted stock units do not include any voting rights.
F3The option was granted on 04/30/2012 and this amount was vested in full as of the transaction date.