SEC Form 4 · accession 0000906318-17-000018
Milacron Holdings Corp. · MCRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce A. Chalmers
Officer — Chief Financial Officer
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Mar 1, 2017 | A | 14,658 | $18.42 | A | 41,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $18.42 | Mar 1, 2017 | A | 34,839 | A | — | Mar 1, 2027 | Common Stock, par value $0.01 per share | 34,839 | 267,967 | D |
| Performance Stock UnitsF4,F5 | — | Mar 1, 2017 | A | 9,772 | A | — | — | Performance Stock Units | 9,772 | 9,772 | D |
Explanation of responses
- F1Represent shares of restricted stock that are subject to vesting and forfeiture. These shares vest in equal annual installments of 33 1/3 on each of the first three anniversary dates of the grant date.
- F2Includes the restricted shares referenced in note (1) as well as 11,250 restricted shares previously granted.
- F3The options will vest and become exercisable in equal annual installments of 25% of the shares over a 4 year period on each anniversary date of the grant date, March 1, 2017, subject to the participants continued service through each applicable vesting date.
- F4Each performance stock unit represents a contingent right to receive one share of common stock.
- F5The performance stock units will vest and become exercisable at the end of the 3 calendar year period 2017-2019 based upon the satisfaction of certain performance criteria.