SEC Form 4 · accession 0000904454-17-000238
Milacron Holdings Corp. · MCRN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ira G Boots
Director
Period of report
Mar 8, 2017
Accepted (ET)
Mar 9, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637913
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1 | Mar 8, 2017 | M | 22,507 | $6.64 | A | 22,507 | I | Held by Boots Family Trust #1 |
| Common StockF1 | Mar 8, 2017 | M | 22,507 | $15.60 | D | 0 | I | Held by Boots Family Trust #1 |
| Common StockF2 | holding | — | — | — | 39,989 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F3 | $6.64 | Mar 8, 2017 | M | 22,507 | D | — | Apr 30, 2022 | Common Stock | 22,507 | 428,795 | I |
Explanation of responses
- F1The securities are directly held by the Boots Family Trust #1, of which Mr. Boots is the sole trustee, for the benefit of Mr. Boots' spouse, parents, siblings or lineal descendants, and may be deemed to be held by the Reporting Person.
- F2Includes 13,595 restricted stock units that represent the right to receive, at settlement, one share of common stock, which are subject to vesting and forfeiture and which vest on February 27, 2018. Prior to vesting, the restricted stock units do not include any voting rights.
- F3The option was granted on 4/30/2012 and this amount was vested in full as of the transaction date.