SEC Form 4 · accession 0001637761-19-000016
SeaSpine Holdings Corp · SPNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Essig
Director
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2019 | S | 4,450 | $16.01 | D | 28,100 | I | By Foundation |
| Common StockF1 | Feb 11, 2019 | S | 4,450 | $16.01 | D | 28,100 | I | By Family Trust |
| Common StockF2 | Feb 12, 2019 | S | 10,124 | $16.14 | D | 17,976 | I | By Foundation |
| Common StockF2 | Feb 12, 2019 | S | 10,124 | $16.14 | D | 17,976 | I | By Family Trust |
| Common StockF3 | Feb 13, 2019 | S | 1,000 | $16.01 | D | 16,976 | I | By Foundation |
| Common StockF3 | Feb 13, 2019 | S | 1,000 | $16.01 | D | 16,976 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $16.00 to not more than $16.05. The reporting person undertakes to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The transaction reported was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $16.00 to not more than $16.25. The reporting person undertakes to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The transaction reported was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F3The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $16.00 to not more than $16.07. The reporting person undertakes to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The transaction reported was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.