SEC Form 4 · accession 0001637761-17-000138
SeaSpine Holdings Corp · SPNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirtley C. Stephenson
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 1:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2017 | A | 1,628 | $11.52 | A | 44,188 | D | |
| Common StockF2 | holding | — | — | — | 9,700 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This restricted stock award was issued to the reporting person under the SeaSpine Holdings Corporation 2015 Incentive Award Plan in lieu of a portion of the retainer the reporting person is entitled to receive in his capacity as a non-employee director of the issuer. The restricted stock award vests immediately on the date of grant.
- F2Includes 9,700 shares of common stock held by the Kirtley & Leslie Stephenson 2014 Trust, of which the Reporting Person is a trustee. The Reporting Person has shared investment power over 9,700 shares of common stock held by the Kirtley & Leslie Stephenson 2014 Trust.