SEC Form 4 · accession 0001637761-17-000126
SeaSpine Holdings Corp · SPNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Essig
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 15, 2017 · 3:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2017 | A | 19,154 | $0.00 | A | 398,100 | D | |
| Common StockF2 | holding | — | — | — | 65,100 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock award vests in four equal installments on each of September 14, 2017, December 14, 2017, March 14, 2018 and June 14, 2018, subject to the Reporting Person's continued service on the board of directors of SeaSpine Holdings Corporation through each vesting date.
- F2Includes 32,550 shares of common stock held by the Essig Enright Family Foundation, of which the Reporting Person is a trustee, and 32,550 shares of common stock held by the Stuart M. Essig 2007 FamilyTrust. The Reporting Person has shared investment power over 65,100 shares of common stock held by the Essig Enright Family Foundation and the Stuart M. Essig 2007 Family Trust.