SEC Form 4 · accession 0001637761-17-000053
SeaSpine Holdings Corp · SPNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Valentine
Officer — Chief Executive Officer · Director
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 12:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2017 | M | 40,038 | — | A | 141,725 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 10, 2017 | M | 40,038 | D | — | — | Common Stock | 40,038 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of SeaSpine Holdings Corporation common stock.
- F2The reporting person was granted 40,038 restricted stock units on February 2, 2017, which vested in full on March 10, 2017.