SEC Form 4 · accession 0001637761-17-000025
SeaSpine Holdings Corp · SPNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Valentine
Officer — Chief Executive Officer · Director
Period of report
Feb 2, 2017
Accepted (ET)
Feb 6, 2017 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637761
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 2, 2017 | A | 40,038 | A | — | — | Common Stock | 40,038 | 40,038 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 2, 2017 | A | 107,815 | A | — | — | Common Stock | 107,815 | 107,815 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of SeaSpine Holdings Corporation common stock.
- F2The restricted stock units vest in full on March 10, 2017.
- F3The restricted stock units vest in three equal installments on each of January 1, 2018, 2019 and 2020.