SEC Form 4 · accession 0001637761-16-000143
SeaSpine Holdings Corp · SPNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J. Bostjancic
Officer — Chief Financial Officer
Period of report
Mar 23, 2016
Accepted (ET)
Nov 22, 2016 · 12:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2016 | F | 373 | $14.23 | D | 22,025 | D | |
| Common StockF2 | Mar 24, 2016 | F | 1,407 | $14.08 | D | 20,618 | D | |
| Common StockF3,F4 | Mar 25, 2016 | F | 1,030 | $14.08 | D | 19,588 | D | |
| Common StockF5 | Jul 1, 2016 | F | 2,159 | $11.06 | D | 22,429 | D | |
| Common StockF6 | Nov 18, 2016 | P | 3,900 | $7.02 | A | 26,329 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock that occurred on March 23, 2016. No shares were sold in connection with this transaction.
- F2Shares withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock that occurred on March 24, 2016. No shares were sold in connection with this transaction.
- F3Shares withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock that occurred on March 25, 2016. No shares were sold in connection with this transaction.
- F4As a result of the omission to reflect the withholding of shares that occurred on each of March 23, 24 and 25 2016, the Form 4 filed by the reporting person on May 23, 2016 overstated by 2,810 the amount of securities beneficially owned following the transaction reported in such Form 4.
- F5Shares withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock that occurred on July 1, 2016. No shares were sold in connection with this transaction.
- F6The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.99 to $7.05, inclusive. The reporting person undertakes to provide to SeaSpine, any security holder of SeaSpine, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.