SEC Form 4 · accession 0001637761-16-000090
SeaSpine Holdings Corp · SPNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirtley C. Stephenson
Director
Period of report
Jun 7, 2016
Accepted (ET)
Jun 9, 2016 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2016 | A | 15,015 | $0.00 | A | 15,115 | D | |
| Common StockF2 | holding | — | — | — | 9,700 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock award vests in four equal installments on each of September 7, 2016, December 7, 2016, March 7, 2017 and June 7, 2017, subject to the Reporting Person's continued service on the board of directors of SeaSpine Holdings Corporation ("SeaSpine") through each vesting date. The restricted stock award will also vest upon a change in control of SeaSpine and upon the death or disability of the Reporting Person.
- F2Includes 9,700 shares of common stock held by the Kirtley & Leslie Stephenson 2014 Trust, of which the Reporting Person is a trustee. The Reporting Person has shared investment power over 9,700 shares of common stock held by the Kirtley & Leslie Stephenson 2014 Trust.