SEC Form 4 · accession 0001637655-18-000021
Horizon Global Corp · HZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Mark Zeffiro
Officer — President, CEO · Director
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 9:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2018 | A | 46,015 | $0.00 | A | 284,299 | D | |
| Common StockF1 | Mar 1, 2018 | F | 1,483 | $8.24 | D | 282,816 | D | |
| Common StockF1 | Mar 1, 2018 | F | 7,601 | $8.81 | D | 275,215 | D | |
| Common StockF2 | holding | — | — | — | 59,880 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold to satisfy tax withholding obligations.
- F2Through the Aldo Mark Zeffiro Living Trust under the agreement dated October 8, 2010.