SEC Form 4 · accession 0001637655-17-000056
Horizon Global Corp · HZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Mark Zeffiro
Officer — President, CEO · Director
Period of report
Sep 18, 2017
Accepted (ET)
Sep 20, 2017 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 18, 2017 | S | 17,130 | $16.45 | D | 42,750 | I | See Footnote |
| Common StockF1,F4,F3 | Sep 19, 2017 | S | 9,870 | $16.26 | D | 32,880 | I | See Footnote |
| Common Stock | holding | — | — | — | 238,284 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a predefined Rule 10b5-1 plan, for tax and planning purposes.
- F2Represents the weighted average sale price rounded to the nearest hundredths. The shares were sold in multiple transactions at prices ranging from $16.00 to $17.06 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F3Through the Aldo Mark Zeffiro Living Trust under the agreement dated October 8, 2010.
- F4Represents the weighted average sale price rounded to the nearest hundredths. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.42 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.