SEC Form 4 · accession 0001637655-17-000019
Horizon Global Corp · HZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Mark Zeffiro
Officer — President, CEO · Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 14, 2017 | P | 10,800 | $13.57 | A | 59,880 | I | See Footnote |
| Common StockF2 | holding | — | — | — | 238,284 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $13.496 to $13.647 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in foot note (1) to this Form 4.
- F2Reflects the transfer of 33,989 shares from individual holdings to the Aldo Mark Zeffiro Living Trust under the agreement dated October 8, 2010.
- F3Through the Aldo Mark Zeffiro Living Trust under the agreement dated October 8, 2010.