SEC Form 4 · accession 0001637655-15-000064
Horizon Global Corp · HZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G. Rice
Officer — Chief Financial Officer
Period of report
Oct 7, 2015
Accepted (ET)
Oct 9, 2015 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637655
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Right to PurchaseF1 | $9.20 | Oct 7, 2015 | A | 2,559 | A | Mar 5, 2017 | Oct 7, 2025 | Common Stock | 2,559 | 2,559 | D |
Explanation of responses
- F1This option vests in full on March 5, 2017.