SEC Form 4 · accession 0001637655-15-000052
Horizon Global Corp · HZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Mark Zeffiro
Officer — President · Director
Period of report
Sep 5, 2015
Accepted (ET)
Sep 8, 2015 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 5, 2015 | F | 774 | $9.55 | D | 208,524 | D | |
| Common StockF2 | holding | — | — | — | 15,091 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 124,825 shares of common stock of the Issuer acquired in a pro rata distribution of Issuer common stock from TriMas Corporation ("TriMas") in connection with the spin-off of the Issuer from TriMas on June 30, 2015. Such amount of shares is estimated as of June 30, 2015 based on preliminary information regarding the spin-off. Final amounts, if different, will be reported in a subsequent filing.
- F2Through the Aldo Mark Zeffiro Living Trust under the agreement dated October 8, 2010.