SEC Form 4 · accession 0001637655-15-000047

Horizon Global Corp · HZN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — President · Director

Period of report

Aug 15, 2015

Accepted (ET)

Aug 18, 2015 · 9:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001637655

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Aug 15, 2015	A	84,473	$0.00	A	197,485	D
Common Stock^F2	Aug 15, 2015	A	11,813	$0.00	A	209,298	D
Common Stock^F3	holding	—	—		—	15,091	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option Right to Purchase^F4	$11.02	Aug 15, 2015	A	84,499	A	—	Aug 15, 2025	Common Stock	84,499	84,499	D

F1Includes 113,012 shares of common stock of the Issuer acquired in a pro rata distribution of Issuer common stock from TriMas Corporation ("TriMas") in connection with the spinoff of the Issuer from TriMas on June 30, 2015. Such amount of shares is estimated as of June 30, 2015 based on preliminary information regarding the spin-off. Final amounts, if different, will be reported in a subsequent filing.
F2Includes 124,825 shares of common stock of the Issuer acquired in a pro rata distribution of Issuer common stock from TriMas in connection with the spinoff of the Issuer from TriMas on June 30, 2015. Such amount of shares is estimated as of June 30, 2015 based on preliminary information regarding the spin-off. Final amounts, if different, will be reported in a subsequent filing.
F3Through the Aldo Mark Zeffiro Living Trust under the agreement dated October 8, 2010.
F4This option generally vests in three substantially equal installments on March 1, 2016, March 1, 2017 and March 1, 2018.