SEC Form 4 · accession 0000899243-15-002010
CONSOL Coal Resources LP · CCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CONSOL Energy Inc
Director · 10% Owner
Period of report
Jul 31, 2015
Accepted (ET)
Jul 31, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637558
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON UNITS (LIMITED PARTNER INTERESTS)F2,F3 | Jul 31, 2015 | A | 188,933 | $0.00 | A | 1,050,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed by CONSOL Energy Inc. ("CONSOL"), pursuant to the expiration of the underwriters' option to purchase additional common units of the Issuer in connection with the initial public offering of common units representing limited partner interests pursuant to a Registration Statement on Form S-1 (Registration No. 333-203165) (the "Registration Statement").
- F2On July 16, 2015, the underwriters exercised, in part, their option to purchase additional common units as described in the Registration Statement. On July 31, 2015, as a result of the expiration of the underwriters' option to purchase additional common units, as described in the Registration Statement, the Issuer issued 188,933 common units to CONSOL for no additional consideration. After giving effect to such deferred issuance, CONSOL Energy owns 1,050,000 common units and 11,611,067 subordinated units.
- F3CONSOL is the direct holder of limited partnership interests in the Issuer. CONSOL is also the sole owner of the membership interests of CNX Coal Resources GP LLC, the general partner of the Issuer (the "General Partner"). The General Partner owns a 2% general partner interest in the Issuer.