SEC Form 3 · accession 0001763587-19-000004
Kraft Heinz Co · KHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nina Barton
Officer — Zone Pres Canada, Pres Digital
Period of report
Jan 1, 2019
Accepted (ET)
Jan 11, 2019 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 30,534 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $38.63 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2023 | Common Stock | 4,901 | — | D |
| Stock Options (right to buy)F3 | $45.59 | holding | — | — | — | Feb 27, 2017 | Feb 27, 2024 | Common Stock | 8,446 | — | D |
| Stock Options (right to buy)F4 | $52.70 | holding | — | — | — | Feb 26, 2018 | Feb 26, 2025 | Common Stock | 7,572 | — | D |
| Stock Options (right to buy)F5 | $74.25 | holding | — | — | — | Aug 20, 2020 | Aug 20, 2025 | Common Stock | 20,203 | — | D |
| Stock Options (right to buy)F6 | $89.49 | holding | — | — | — | Aug 31, 2021 | Aug 31, 2026 | Common Stock | 16,762 | — | D |
| Stock Options (right to buy)F7 | $91.43 | holding | — | — | — | Mar 1, 2022 | Mar 1, 2027 | Common Stock | 21,875 | — | D |
Explanation of responses
- F1Represents 25,061 restricted stock units (859 restricted stock units issued pursuant to the Issuer's Bonus Swap Program that vest on March 1, 2021, subject to limited pro rata vesting in certain circumstances such as termination without cause, death or disability; 1,777 restricted stock units issued pursuant to the Issuer's Bonus Swap Program that vest on March 1, 2022, subject to limited pro rata vesting in certain circumstances such as termination without cause, death or disability; and 22,425 restricted stock units that will vest on March 1, 2023, subject to certain forfeiture conditions), 5,249 shares of common stock and 224 dividend equivalent shares acquired through a dividend reinvestment program.
- F2Options vested in annual installments on February 25, 2014, February 25, 2015 and February 25, 2016.
- F3Options vested in annual installments on February 27, 2015, February 27, 2016 and February 27, 2017.
- F4Options vested in annual installments on February 26, 2016, February 26, 2017 and February 26, 2018.
- F5Options cliff-vest on August 20, 2020, subject to pro rata vesting in certain circumstances, such as termination without cause, death or disability.
- F6Options cliff-vest on August 31, 2021, subject to pro rata vesting in certain circumstances, such as termination without cause, death or disability.
- F7Options cliff-vest on March 1, 2022, subject to pro rata vesting in certain circumstances, such as termination without cause, death or disability.