SEC Form 4 · accession 0001742932-18-000002
Kraft Heinz Co · KHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vince Garlati
Officer — Global Controller, CAO
Period of report
Aug 31, 2018
Accepted (ET)
Sep 5, 2018 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 31, 2018 | A | 5,149 | $0.00 | A | 6,173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $58.27 | Aug 31, 2018 | A | 25,743 | A | Aug 31, 2023 | Aug 31, 2028 | Common Stock | 25,743 | 25,743 | D |
Explanation of responses
- F1Restricted stock units awarded will vest on August 31, 2023, subject to certain forfeiture conditions.
- F2Total number of shares includes 35 shares acquired through a dividend reinvestment program as well as 707 restricted stock units issued pursuant to the Issuer's Bonus Swap Program that vest on March 1, 2022, subject to limited pro rata vesting in certain circumstances such as termination without cause, death or disability.
- F3Options cliff-vest on August 31, 2023, subject to pro rata vesting in certain circumstances such as termination without cause, death or disability.