SEC Form 3 · accession 0001637459-18-000087
Kraft Heinz Co · KHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Georges El-Zoghbi
Director
Period of report
Apr 23, 2018
Accepted (ET)
Apr 25, 2018 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 112,817 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $32.54 | holding | — | — | — | Jul 8, 2015 | Feb 23, 2022 | Common Stock | 16,720 | — | D |
| Stock Options (right to buy) | $38.63 | holding | — | — | — | Jul 8, 2015 | Feb 25, 2023 | Common Stock | 50,757 | — | D |
| Stock Options (right to buy) | $45.59 | holding | — | — | — | Jul 8, 2015 | Feb 27, 2024 | Common Stock | 52,212 | — | D |
| Stock Options (right to buy) | $52.70 | holding | — | — | — | Jul 8, 2015 | Feb 26, 2025 | Common Stock | 61,110 | — | D |
| Stock Options (right to buy)F2 | $91.43 | holding | — | — | — | Mar 1, 2022 | Mar 1, 2027 | Common Stock | 164,060 | — | D |
Explanation of responses
- F1Includes 59,362 shares of common stock; 50,977 restricted stock units (including (a) 15,588 RSUs issued pursuant to the Issuer's Bonus Swap Program that vest on March 1, 2021, subject to limited pro rata vesting in certain circumstances such as termination without cause, death or disability, and (b) 35,389 RSUs issued on January 1, 2017 that cliff vest on December 31, 2019 subject to continued service with the Issuer); and 2,478 shares acquired through a dividend reinvestment program.
- F2Options cliff-vest on March 1, 2022, subject to pro rata vesting in certain circumstances such as termination without cause, death or disability.