SEC Form 4/A · accession 0001637459-16-000103
Kraft Heinz Co · KHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Marcos Romaneiro
Officer — Zone President, Asia Pacific
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | A | 2,795 | $77.66 | A | 17,086 | D | |
| Common StockF2 | Mar 1, 2016 | A | 6,989 | $0.00 | A | 24,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4,F3 | $77.66 | Mar 1, 2016 | A | 38,630 | A | Mar 1, 2021 | Mar 1, 2026 | Common Stock | 38,630 | 38,630 | D |
Explanation of responses
- F1Common stock issued pursuant to the Issuer's Bonus Swap Program (the "BSP").
- F2Restricted stock units issued pursuant to the BSP that vest on March 1, 2021, subject to limited pro rata vesting in certain circumstances such as termination without cause, death or disability.
- F3Options cliff-vest on March 1, 2021, subject to pro rata vesting in certain circumstances such as termination without cause, death or disability.
- F4Prior filing amended to correct error in total reflected in column 9.