SEC Form 4 · accession 0001387131-16-003851
FS Investment Corp IV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael C. Forman
Officer — CEO and President · Director · 10% Owner
Period of report
Jan 6, 2016
Accepted (ET)
Jan 8, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001637417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class T Common StockF1 | Jan 6, 2016 | P | 28,939 | $10.37 | A | 28,939 | I | By The 2011 Forman Investment Trust |
| Class T Common Stock | holding | — | — | — | 20,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are directly owned by The 2011 Forman Investment Trust, a trust created by Mr. Forman for the benefit of his minor children. Mr. Forman disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein.